Daily Update from Securities Docket

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• December 29 Webcast–2010 Year in Review: Securities Enforcement, Litigation & Compliance
• Web Watch: Best of the Week Ending Dec. 17
• Securities Docket News Wire for Dec. 20, 2010
• SEC Names Stephen Cohen Associate Director in Enforcement Division

December 29 Webcast–2010 Year in Review: Securities Enforcement, Litigation & Compliance Posted: 20 Dec 2010 07:21 AM PST 2010 has been a momentous year for securities enforcement, litigation and compliance issues–and there are still a few days left in 2010 for more crazy stuff to happen! On December 29, 2010, Securities Docket will host its annual “Year in Review” webcast featuring many of the leading bloggers and commentators in the field. The panel will include Compliance Week editor Matt Kelly, Francine McKenna (re: The Auditors) , Mike Koehler (aka the “FCPA Professor“), Francis Pileggi (Delaware corporate law guru), Kevin LaCroix (The D&O Diary), Tracy Coenen (The Fraud Files), Lyle Roberts (The 10b-5 Daily) and Securities Docket’s Bruce Carton. Our panel will look back at 2010′s most significant events and trends in the areas of corporate compliance, auditor issues, the Foreign Corrupt Practices Act, Delaware corporate law, D&O insurance issues, white collar fraud issues, securities class actions and SEC enforcement. This free webcast is scheduled for Wednesday, December 29, 2010 at 1 p.m. Eastern. To attend, please register below.

Web Watch: Best of the Week Ending Dec. 17 Posted: 20 Dec 2010 06:15 AM PST Throughout the week, I collect the most interesting columns and blog posts from around the web on the subjects of SEC enforcement and securities litigation. A digest of my picks for the week ending December 17 is available in this post on my Enforcement Action blog over at Compliance Week.

Securities Docket News Wire for Dec. 20, 2010 Posted: 20 Dec 2010 05:30 AM PST SEC Names Stephen Cohen Associate Director in Enforcement Division http://p2.to/15hG # Sri Lankan worker arrested in US over insider trading charges http://p2.to/15hC # No joy for many Madoff victims, despite settlement http://p2.to/15hB # Lehman: New York Prosecutors to Sue Ernst & Young: Report http://p2.to/15hy # Insider-Trading Suit Shows Piercing of Apple’s Veil of Secrecy http://p2.to/15hx # China: Snuffing out insider trading tops agenda http://p2.to/15hw #

SEC Names Stephen Cohen Associate Director in Enforcement Division Posted: 20 Dec 2010 04:21 AM PST The SEC has appointed Stephen L. Cohen as an Associate Director of the Division of Enforcement. Cohen fills the Associate Director position previously held by Christopher Conte, who left the agency in September. Cohen joined the SEC as an Assistant Chief Litigation Counsel in the Division of Enforcement in 2004. He has spent the past two years as Senior Advisor to SEC Chairman Mary Schapiro. Previously, Cohen was an associate with law firm Boies, Schiller & Flexner in Washington, D.C. Read the SEC press release

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